ROUGH GUIDE TO UPGRADING TO FOURTH EDITION

forsyth@{caldo.demon.co.uk, vitanuova.com} 30 April 2002

At several points in the following description I'll suggest one way but note that I did things differently. That's typically because I think I could have saved myself a little time and effort if I had done what I now suggest (had I known or thought of it). I tell you what I did differently just in case the alternative has its own pitfalls, since it is too late for me to test it. In any case, you do need to think carefully whether what I suggest makes sense, since I could easily have missed a step out. I really needed a reality recorder to double check but they were none left at the hire centre down the road.

These instructions (`rough guide' or `hints' might be more accurate) are intended to aid those trying to upgrade from 3rd Edition to 4th Edition on a Plan 9 network with a file server, a cpu server and a terminal, especially where the cpu server takes its root from the file server, and acts as authentication server to the network. My file server is called `dispensa' and I'll use that in examples.

For the upgrade it is probably essential to have a safe place to work: thus you'll need a machine running 4th Edition off a kfs file system independently from the existing 3rd Edition network. It must contain all the source. Make sure that machine seems in good shape before proceeding, and that it really does work standalone, although you should also ensure that it has copies of your network /lib/ndb/local file and others. For instance, check port assignments in /lib/ndb/common. I needed to add:

tcp=wiki port=17035 

to the new distribution.

Fetch the plan9.iso.bz2 distribution onto the bootstrap machine. I stored it and also unpacked it on my Windows partition, as /n/c/tmp/plan9.iso.

The installation process below does not use the special Plan 9 installation diskette; it uses a kfs-based Plan 9 system running rio and other things after you have logged in the usual way.

Back up file server content you care about. (I didn't do that myself: I've got a replica of anything important.) Make sure you've got at least 350 Mbytes free on the target file server. If you've got a pseudo-worm or worm, check the `statw' result to ensure you've got enough space left before wmax both before and after installation, and make sure the cache is at least 600-800 Mbytes or more. (The installation is effectively into the cache so it needs to be big enough, and it's organised into hash buckets and you need enough slop to reduce the chances of any one of them overflowing.) If you've installed 3rd Edition into the same configuration you should be all right. Do a `dump' first if needed to flush anything important out of the cache.

(I think I ended up installing only 280 to 300 Mbytes.)

1. File server

Build a 4th Edition file server kernel for your hardware configuration, on your 4th Edition kfs-based machine.

It's fairly simple if you've got an existing 3rd Edition kernel, but be sure to read /sys/src/fs/words because important details have changed. For instance, plan9pc isn't there, but it isn't needed because the source file structure has changed (probably not perfect but much improved from last time). `emelie' is there but is used at most as a static prototype (you'll typically want to use a few files from your 3rd edition directory). In particular, the peculiar requirement has gone that mem.h and other files needed to be the same in two directories because the source files in each directory used their own mem.h. If that worries you be grateful it has gone.

Set up and compile the thing taking into account the content of /sys/src/fs/words. Now boot it up, and see that it checks properly, serves the existing 3rd Edition network, and otherwise seems all right. It uses the existing stored file system config block and interacts correctly with both 3rd Edition clients. If you make a new diskette to hold it be sure to copy the existing plan.nvr. (I instead copied it in to the existing diskette as 9pcfs4.gz and changed plan9.ini accordingly). You can also check that you can 9fs to it from your 4th Edition machine. (I think you should see factotum's prompt at some point.)

I did not do this next bit but I think it would have helped if I had. I'll get to try it when I update system at work, but that's not for a litle while yet.

Change the file server code (whooo!) as follows. Save the original /sys/src/fs/con.c so you can restore it later (or it will complicate updates slightly). Find the line:

// authdisableflag =flag_install("authdisable", "-- disable authentication");

and uncomment it. Rebuild your file server kernel. Reboot with it.

The system as distributed (``correct me if I'm wrong'') has no way to suppress 4th Edition authentication. The undocumented `noauth' configuration console command does not affect the 9P2000 side of things. I was lucky because I had already attached to my file server from the 4th Edition bootstrap machine using the existing 3rd Edition cpu/auth server to authenticate the connection, but I had to be extremely careful thereafter not to lose that window--not to mention keeping the bootstrap machine on and the file server up--once the cpu server had been shut down and the file system update was underway. Had I realised in time, I'd have made the above change, and just in case that wasn't enough, I'd have opened a few more windows with the file server mounted.

2. Shuffle the file server contents.

You have several choices here. You can build a completely new file server, add a new file system to the existing file server and install to that temporarily (then make it `main' later), move things out of the way in the existing file server, or scrap the lot. I opted to move things out of the way. That way they'd be nearby when copying site-specific changes into the new structure.

You'll need access to the file server console, nearby. (I set mine for serial console, plugged into the back of my bootstrap machine; that's convenient, but can be a bit worrying during the initial boot phase when the BIOS probes devices but nothing appears.)

Boot the file server, hit a key within 5 seconds to enter config mode, and type `allow' to stop permission checking, `noauth' in case it makes any difference, then `end' to start up the file server. At the normal command prompt type flag authdisable to disable authentication checking.

With the new file server running, attach to it on the bootstrap machine using 9fs. I'd do that in at least two windows so you can keep an eye on progress in one whilst installing in the other. (I thought I'd slipped up here by using 9fs and getting a mount without -c, which caused me trouble later, but I've just checked that 9fs does use mount -c.) If even the flag authdisable doesn't allow mounts to work (you get an authentication error, you can start up your cpu/auth server, connect, and then shut down the cpu server again).

My file server has got a (pseudo-)worm, so all the 3rd Edition binaries and source were in the dump, and all I needed to preserve immediately were mailboxes, /adm files, some /lib/ndb files, and the usual odds and ends I can't remember to list. Because it's in the worm, there's no space freed up by removing the 3rd Edition content, so I simply moved it all aside during installation, using something like this:

for(a in list-of-all-files-but-adm-and-usr){mv $a 3e_$a}

leaving 3e_sys 3e_lib, etc. That way there was also half a chance I could mv it back if it went wrong.

rm -r usr/glenda NOTICE LICENSE

because I wanted the update to include the new usr/glenda (for reference) and knew it would moan if I'd already got one. You could {mv usr/glenda usr/3e_glenda} I suppose. I made a mkfs archive copy of adm to save the bootstrap machine, just in case, but left it in place (wanting my existing users and keys, and relying on the update process not overwriting existing files).

The result is a root containing several 3e_* directories, and my existing `adm' and `usr' directories. (Note that I mv'd mail to 3e_mail, but later I mv'd it back after the update installed its version, mv'ing that to 4e_mail to allow me to compare /mail/lib contents.)

3. Prepare for installation

Create the directories for the replica description. On the file server console type:

create /dist sys sys 775 d
create /dist/replica sys sys 775 d 
create /dist/replica/ndist sys sys 775 
create /dist/replica/client sys sys 775 d 
create /dist/replica/client/plan9.db sys sys 664 
create /dist/replica/client/plan9.log sys sys 664 a

I found the file server wouldn't allow files to be created in / except through the console, even in allow mode. I thought at the time that I'd failed to mount -c, and perhaps that was the problem. In any case it will be helpful if the owners and modes are set. If you find you can create names in the mounted file server, you can skip this next bit.

Make the directories in / required for installation:

For each of the following names:

29000 386 68000 68020 960 acme alpha
arm cron lib lp mips mnt n rc sparc power sys usr adm

issue the following file server command for NAME set to each one of those names in turn:

create /NAME sys sys 775 d 

For each of the following names:

env fd swap tmp 

issue the following file server command for NAME set to each one of those names in turn:

create /NAME sys sys 555 d 

create /mail upas upas 775 d 
create /LICENSE sys sys 444
create /NOTICE sys sys 444

(Keyboard fans will enjoy that bit.)

3. Define the replica

Now we need to make a replica description on the bootstrap machine that refers to the target file server. I put the following in /dist/replica/dispensa on the bootstrap machine.

#!/bin/rc

s=/n/dist/dist/replica
serverroot=/n/dist
serverlog=$s/plan9.log
serverproto=$s/plan9.proto
fn servermount { status='' } 
fn serverupdate { status='' }

fn clientmount { status='' }
c=/n/dispensa/dist/replica
clientroot=/n/dispensa
clientproto=$c/plan9.proto
clientdb=$c/client/plan9.db
clientexclude=(dist/replica/client)
clientlog=$c/client/plan9.log

applyopt=(-t -u -T$c/client/plan9.time)

Make the file executable {chmod +x /dist/replica/dispensa} or replica/pull will not find it.

I've already got the file server (client) mounted on /n/dispensa, so clientmount simply sets true status.

Servermount doesn't do anything either because I'm going to mount the distribution on /n/dist myself. As mentioned above, I had the distribution plan9.iso file as /n/c/tmp/plan9.iso on the bootstrap machine. Now we need to mount it via 9660srv.

9660srv mount /srv/9660 /n/dist /n/c/tmp/plan9.iso

All set, I think.

4. Install the content on the file server.

With all the preparation, the following should start the installation process. First make your pot of tea, then on the bootstrap machine type:

replica/pull /dist/replica/dispensa

(You might be tempted as I was to use -n to see what it would do first, but replica/pull still fiddles with logs if you do that, as I discovered, and not knowing at the time what difference that might make, I had to fuss to undo it.)

During the installation you'll see messages of the form `not updating mumble; locally created' (I forget the exact wording) for all those files in the distribution replica that already exist in the file server. Those should be (only) the files that you actually did wish to retain, such as those in /adm in my case. I simply kept an eye on the window as complaints appeared. I also watched its progress on the target file system in another window, partly to check that modes and owners were being set correctly. (You might remember that I had forgotten to mount the file server in more than one window, but I used srvfs in the original window to allow me to watch it elsewhere.)

I found it shuffled things across fairly quickly, but the pot of tea was still useful.

5. Interval

4th Edition now occupies the file server. Although I did not do so this time, if you have a pseudo-worm, you might decide to do a `dump' at this point to snapshot the unmodified 4th Edition content, in case you slip up when editing. Since I could always retrieve things from plan9.iso or the bootstrap system, I did not bother.

6. Configuration

The rather tedious business of copying local configuration changes across begins. The main ones to watch are /lib/ndb/local, /lib/ndb/auth, /rc/bin/termrc and /rc/bin/cpurc, and of course /lib/sky/here. The details are site-dependent, and if you are upgrading, you've presumably done it once, so I have no real advice to offer here. (Note that aux/timesync in the prototype has the L option to coexist with Windows' idea of time; you might remove that as I do.) In the prototype cpurc, note that ndb/dns is started -r but you might use -s, and the timesync server, as the comment requests, should NOT be plan9.bell-labs.com . The prototype also includes -t /rc/bin/service.auth as parameters to aux/listen. I replace those lines with a case statement distinguishes my cpu/auth server from any other general- or special-purpose cpu servers (eg, gateways), and set cpurc to do appropriate things in each arm. For a cpu/auth/dhcp server I use:

switch($sysname){ 
case lavoro 
	ip/dhcpd 
	ip/tftpd
	ip/httpd/httpd -d $facedom
	auth/keyfs -m /mnt/keys /adm/keys
	auth/cron
	aux/listen -q -d /rc/bin/service -t /rc/bin/service.auth il
	aux/listen -q -d /rc/bin/service -t /rc/bin/service.auth tcp

(The prototype has a different invocation of auth/cron.) For everything else I use:

case * 
	aux/listen -q il
	aux/listen -q tcp 
}

Next, sort out /rc/bin/service and /rc/bin/service.auth.

For a cpu server that is also an authentication server:

cp /rc/bin/service.auth/authsrv.il566 /rc/bin/service.auth/il566 
cp /rc/bin/service.auth/authsrv.tcp567 /rc/bin/service.auth/tcp567 
mv /rc/bin/service/il566 /rc/bin/service/_il566 
mv /rc/bin/service/tcp567 /rc/bin/service/_tcp567 

You'll probably find the last two aren't there anyway.

Several files seem to be missing to allow the new cpu service to run (it's ncpu=17010). I installed these based on other files and the old edition:

/rc/bin/service/il17010 
#!/bin/cpu -R
/rc/bin/service/tcp17010 
#!/bin/cpu -R 

make them executable.

ncpunote is reserved in /lib/ndb/common but I'm not sure whether there's actually a service behind it.

I also added these two:

cp /bin/service/_il17007 /bin/service/il17007

/rc/bin/service/il17009 
#!/bin/rc 
exec /bin/ip/rexexec 

but you might decide otherwise.

7. Factotum

/sys/src/9/boot, in the built-in root of a kernel as /boot, expects factotum to help authenticate for it if it's going for a root from a file server, but factotum expects an authentication server to be running to make tickets for it. This poses a problem if your cpu/auth server takes its root over the network from your file server.

I copied the factotum source and changed it to make a ticket for a server, which it can do since it has a copy of the server's key kept in notional NVRAM (typically a file on a diskette, but it can prompt if that's not available). My change does that only if the attempt to use an authentication server fails. (There was already some commented-out code near that point referring to a nonexistent function mktickets.)

In my copy of /sys/src/cmd/auth/factotum I changed p9sk1.c's gettickets to call a new function:

   static int
   mkserverticket(State *s, char *tbuf)
   {
       Ticketreq *tr = &s->tr;
       Ticket t;

       if(strcmp(tr->authid, tr->hostid) != 0 || strcmp(tr->authid, tr->uid) != 0)
           return -1;
       memset(&t, 0, sizeof(t));
       memmove(t.chal, tr->chal, CHALLEN);
       strcpy(t.cuid, tr->uid);
       strcpy(t.suid, tr->uid);
       memrandom(t.key, DESKEYLEN);
       t.num = AuthTc;
       convT2M(&t, tbuf, s->key->priv);
       t.num = AuthTs;
       convT2M(&t, tbuf+TICKETLEN, s->key->priv);
       return 0;
   }

   static int
   gettickets(State *s, char *trbuf, char *tbuf)
   {
   /*
       if(mktickets(s, trbuf, tbuf) >= 0)
           return 0;
   */
       if(getastickets(s, trbuf, tbuf) >= 0)
           return 0;
       if(sflag)
           return mkserverticket(s, tbuf);
       return -1;
   }

Once again, you need to change /sys/src/9/pccpu (or a copy) to suit your existing cpu server configuration. Before building it, I bound my modified factotum over /386/bin/factotum so that modified version would be put in the root of the cpu/auth server kernel.

Copy it onto a boot diskette. (I simply overwrote the 9pccpu.gz file on my existing boot diskette. No going back for me.) Before booting it, type flag authdisable on the file server console to toggle the flag to ensure that you test authentication. flag attach is useful to see the effect. Now try booting the cpu/auth server. It should authenticate, connect, and boot up. Watch for errors from running cpurc.

9. Terminal

Build a 4th Edition terminal kernel and boot it up on another machine, if you've got one. I had nothing spare at the time and I was confident enough to use my bootstrap machine, rebooting it in its usual mode as a terminal.

Then I set about removing obsolete 3e_ files and directories, still in `allow' mode to bypass permissions checking, before shutting everything down and rebooting in `normal' file server mode.

10. Run

Now is the time to start changing all your code to fit in. (I went to bed.)

NEMO'S COMMENTS

I followed most of forsyth's instructions, but did several steps in a different way, which I think is simpler. What I did is

• Setup a standalone 4th edition cpu server. Remember to follow forsyth's advice regarding authentication.
• Compile a 4th edition file server
• Boot the 3rd edition file server with the 4th edition kernel (Remember to issue the commands to disable auth, as said in forsyth's guide).
• Update the 4th edition cpu server's kfs with config from the file server (ndbs, services, cpurc, termrc, mail, etc.)
• Boot a 4th edition terminal to test mail and other services as provided by the standalone 4th edition cpu server.
• Move file server files /x to /x_3e (see forsyth's guide).
• Use disk/mkfs and disk/mkext to copy the entire kfs file system from the cpu server to the real file server.
• Reboot a diskless terminal, see that it works
• Reboot the cpu server, diskless this time.
• Once I'm happy, reboot all machines to enable permission checking on the file server.
• All set.

The good thing of doing it this way is that I didn't have to fully understand the replica thing to get the machines upgraded. Now that I have a full 4th ed network, I can take time to learn.